State securities regulators are on the ground every day—protecting investors, stopping scams, and taking action when fraud strikes. 🎥Watch how state securities regulators protect Main Street investors: youtu.be/P_YSkJcm4Fs?si=S2MO… 1/2

Investment scams have cost investors billions, and fraudsters keep evolving. This #WorldInvestorWeek, learn how to recognize scams, verify claims, and protect your money: bit.ly/WIWInvestorTips #WIW2026 #FraudPrevention #NASAA

Tokenization is reshaping capital markets. At #NASAA2026, our panel, “Tokenized Securities: Reshaping Markets and Regulation?”, will discuss the opportunities and challenges it presents for regulators and investors. Oct. 4-6 in Chicago. bit.ly/nasaa2026fall

Don't miss NASAA's Prediction Markets panel. Experts will explore regulatory developments, emerging risks, and investor protection considerations in this rapidly evolving space. Oct. 4-6, 2026. Register: bit.ly/nasaa2026fall #NASAA2026

The NASAA Investor Protection and Education Foundation is seeking its first Executive Director! Shape the future of investor protection. Apply now: nasaa.org/about/careers/ #Leadership #InvestorEducation

New episode: Real Life Regulators — The Nest Egg Nabber. NASAA talks with the Washington State Securities Division about a financial adviser who exploited an elderly widow and stole from her nest egg. Listen now: player.captivate.fm/episode/…

Be a part of NASAA’s inaugural Regulatory Systems and Services Symposium, Nov. 17–18 in Dallas. Read the release and register: bit.ly/NASAA-RSS26

The biggest conversations in securities regulation are happening next week. Join regulators and industry leaders as they discuss emerging technologies, tokenization, prediction markets, and more. 📅 Oct. 4-6 📍 Chicago + Virtual bit.ly/nasaa2026fall #NASAA2026

From prevention and detection to reporting and intervention, experts discuss strategies for protecting older investors in NASAA's recorded webinar, Spotlight on Seniors: Navigating the Challenges of Combatting Elder Financial Exploitation. Watch now: 🎥 youtu.be/TEt02wPg2Ls?si=KA_v…

Join us at NASAA’s inaugural Regulatory Systems & Services Symposium. Practical industry insights, filing best practices, and more. 📍Dallas | Nov. 17-18, 2026 🔗 bit.ly/nasaa2026rss

How can regulators keep pace with innovation while protecting investors? Our #NASAA2026 panel, "Tokenized Securities: Reshaping Markets and Regulation?" explores the future of tokenization and oversight. 🔗 bit.ly/nasaa2026fall

🚨 NEW INVESTOR ALERT 🚨 That "easy money" work-from-home job could be a scam. Our latest investor alert explains how money mule schemes work, the red flags to watch for, and how unsuspecting people can end up helping criminals move stolen funds. 🔗 bit.ly/DontBeAMule

NASAA announced that IARD system fees for state-registered investment adviser firms will remain waived through 2027. IAR set-up and annual fees remain unchanged at $15. More: bit.ly/NASAAIARD2027 #IARD #InvestmentAdvisers #SecuritiesRegulation

Congratulations to Peter Cassidy of the Massachusetts Securities Division on receiving NASAA’s Corporation Finance Section Award at the Corporation Finance Training in New Orleans. 👏

How are changing regulations reshaping investor protections? At the 2026 NASAA Fall Annual Meeting, experts will discuss investor remedies, arbitration, shareholder rights, and investor confidence in today's markets. 🔗 bit.ly/nasaa2026fall

Scammers never stop evolving, and neither should investor education. This #NationalOnlineLearningDay, explore NASAA's Investor Alerts to learn the latest fraud trends, red flags, and tips to help protect your savings. 🔗 bit.ly/NASAA-investor-alerts

🚨 NASAA urges senators to vote NO on the Digital Asset Market Clarity Act. NASAA today urged senators to vote NO on the Digital Asset Market Clarity Act unless critical investor and consumer protection concerns are addressed. Read: bit.ly/NASAA-ClarityActNO

Real Life Regulators Talk Back is live on YouTube. A former financial adviser. Over $1 million raised through unregistered promissory notes. One conversation that changed everything. Watch now: youtu.be/xVjWPocsggw #InvestorProtection #FinancialFraud

Bitcoin ATMs are almost everywhere. Before using one, know the risks: fraud involving BTMs, crypto fees, hidden costs, and protections that may vary by jurisdiction. 📄 Read our latest investor alert to learn more. bit.ly/NASAA-BTMs-Alert #CryptoScams #InvestorEducation

Join us at NASAA’s inaugural Regulatory Systems & Services Symposium. Practical industry insights, filing best practices, and more. 📍Dallas | Nov. 17-18, 2026 🔗 bit.ly/nasaa2026rss